BAM’s Compliance team helps you implement best practices that we’ve seen benefit our network of 140+ affiliated Registered Investment Advisor firms. We sort through the ever-changing compliance regulations with you during formal and informal training sessions and one-on-one consulting. In addition to BAM’s in-house Compliance team, we have a strategic alliance with Ascendant Compliance Management that provides a full range of compliance services including expert consultants who handle time-consuming tasks like registrations, disclosures and creating policies and procedures.