We’re changing our name. In early 2020, BAM Advisor Services will become Buckingham Strategic Partners. Find out more

Compliance

BAM’s Compliance team helps you implement best practices that we’ve seen benefit our network of 140+ affiliated Registered Investment Advisor firms. We sort through the ever-changing compliance regulations with you during formal and informal training sessions and one-on-one consulting. In addition to BAM’s in-house Compliance team, we have a strategic alliance with Ascendant Compliance Management that provides a full range of compliance services including expert consultants who handle time-consuming tasks like registrations, disclosures and creating policies and procedures.

Amanda Robinson

Amanda Robinson

Senior Compliance Analyst

Jeff Yorg

Jeff Yorg

Managing Director of Compliance & Risk and Associate General Counsel

Alicia Bower

Alicia Bower

Compliance Specialist

Salvatore Papa

Salvatore Papa

General Counsel and Chief Compliance Officer

Jake Fechter

Jake Fechter

Compliance Manager

See more of our team

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